Concerning Fate.
POSSIBLE THEORIES ABOUT FATE.
1. The first possibility is that there is a cause both for the things that become, and those that are; the cause of the former being their becoming, and that of the latter, their existence. Again, neither of them may have a cause. Or, in both cases, some may have a cause, and some not. Further, those that become might have a cause, while, of these that exist, some might partly have a cause. Contrariwise, all things that exist may have a cause, while of those that become, parts may have a cause, and part not. Last, none of the things that become might have any cause.
EXCEPT THE FIRST, ALL THINGS ARE CAUSED.
Speaking of eternal things, the first cannot be derived from other causes, just because they are first. Things dependent from the first, however, may indeed thence derive their being. To each thing we should also attribute the resultant action; for a thing’s being is constituted by its displayed energy.
STOIC AND EPICUREAN CAUSELESS ORIGIN REALLY THE UTMOST DETERMINISM.
Now among the things that become, or among those that although perpetually existent do not always result in the same actions, it may be boldly asserted that everything has a cause. We should not admit (the Stoic contention) that something happens without a cause, nor accept the (Epicurean) arbitrary convergence of the atoms, nor believe that any body initiates a movement suddenly and without determining reason, nor suppose (with Epicurus again) that the soul undertakes some action by a blind impulse, without any motive. Thus to suppose that a thing does not belong to itself, that it could be carried away by involuntary movements, and act without motive, would be to subject it to the most crushing determinism. The will must be excited, or the desire awakened by some interior or exterior stimulus. No determination (is possible) without motive.
EVERY GOOD THING HAS SOME CAUSE; NATURE BEING THE ULTIMATE CAUSE.
If everything that happens has a cause, it is possible to discover such fact’s proximate causes, and to them refer this fact. People go downtown, for example, to see a person, or collect a bill. In all cases it is a matter of choice, followed by decision, and the determination to carry it out. There are, indeed, certain facts usually derived from the arts; as for instance the re-establishment of health may be referred to medicine and the physician. Again, when a man has become rich, this is due to his finding some treasure, or receiving some donation, to working, or exercising some lucrative profession. The birth of a child depends on its father, and the concourse of exterior circumstances, which, by the concatenation of causes and effects, favored his procreation; for example, right food, or even a still more distant cause, the fertility of the mother, or, still more generally, of nature (or, in general, it is usual to assign natural causes).
PROXIMATE CAUSES ARE UNSATISFACTORY; WE MUST SEEK THE ULTIMATE ONES.
2. To stop, on arriving at these causes, and to refuse further analysis, is to exhibit superficiality. This is against the advice of the sages, who advise ascending to the primary causes, to the supreme principles. For example, why, during the full moon, should the one<one man steal, and the other one not steal? Or, why, under the same influence of the heavens, has the one, and not the other, been sick? Why, by use of the same means, has the one become rich, and the other poor? The difference of dispositions, characters, and fortunes force us to seek ulterior causes, as indeed the sages have always done.
MATERIALISTS SUPPORT DETERMINISM.
Those sages who (like Leucippus, Democritus and Epicurus) assumed material principles such as the atoms, and who explain everything by their motion, their shock and combinations, pretend that everything existent and occurring is caused by the agency of these atoms, their “actions and reactions.” This includes, according to them, our appetites and dispositions. The necessity residing in the nature of these principles, and in their effects, is therefore, by these sages, extended to everything that exists. As to the (Ionic Hylicists), who assume other physical (ultimate) principles, referring everything to them, they thus also subject all beings to necessity.
HERACLITUS, THOUGH MORE SPIRITUAL, IS ALSO DETERMINIST.
There are others (such as Heraclitus), who, seeking the (supreme) principle of the universe, refer everything to it; saying that this principle penetrates, moves, and produces everything. This they call Fate, and the Supreme Cause. From it they derive everything; its motions are said to give rise not only to the things that are occurring, but even our thought. That is how the members of an animal do not move themselves, but receive the stimulus from the “governing principle” within them.
THE ASTROLOGERS MAKE COSMIC DEDUCTIONS FROM PROGNOSTICATION.
Some (of the astrologers) explain everything by the circular motion of the heavens, by the relative positions of the planets and stars, and by their mutual aspects (or, relations). They base this (principle) on the prevalent habit of deducing therefrom conjectures about futurity.
THE STOIC DETERMINISM IS BASED ON VARIOUS THEORIES.
Others (like the Stoic Chrysippus) define Fate otherwise: it is “the concatenation of causes” in “their connection towards the infinite,” by which every posterior fact is the consequence of an anterior one. Thus the things that follow relate to the things that precede, and, as their effects, necessarily depend thereupon. Amidst these (Stoic) philosophers there are two conceptions of Fate: some consider that everything depends from a single principle, while others do not. These views we shall study later.
We shall first examine the system with which we began; later we shall review the others.
THE PHYSICAL THEORIES ARE ABSURD.
3. To refer everything to physical causes, whether you call them atoms or elements, and from their disordered motion to deduce order, reason and the soul that directs (the body), is absurd and impossible; nevertheless, to deduce everything from atoms, is, if possible, still more impossible; and consequently many valid objections have been raised against this theory.
THE STOIC POLEMIC AGAINST THE EPICUREANS.
To begin with, even if we do admit such atomic principles, their existence does not in any way inevitably lead to either the necessity of all things, or fatality. Let us, indeed, grant the existence of atoms; now some will move downwards — that is, if there is an up and down in the universe — others obliquely, by chance, in various directions. As there will be no order, there will be nothing determinate. Only what will be born of the atoms will be determinate. It will therefore be impossible to guess or predict events, whether by art — and indeed, how could there be any art in the midst of orderless things? — or by enthusiasm, or divine inspiration; for prediction implies that the future is determined. True, bodies will obey the impulses necessarily communicated to them by the atoms; but how could you explain the operations and affections of the soul by movements of atoms? How could atomic shock, whether vertical or oblique, produce in the soul these our reasonings, or appetites, whether necessarily, or in any other way? What explanation could they give of the soul’s resistance to the impulsions of the body? By what concourse of atoms will one man become a geometrician, another become a mathematician and astronomer, and the other a philosopher? For, according to that doctrine we no longer produce any act for which we are responsible, we are even no longer living beings, since we undergo the impulsion of bodies that affect us just as they do inanimate things.
APPLICATION OF THIS POLEMIC TO THE PHYSICISTS.
The same objections apply to the doctrine of the philosophers who explain everything by other physical causes (such as “elements”). Principles of inferior nature might well warm us, cool us, or even make us perish; but they could not beget any of the operations which the soul produces; these have an entirely different cause.
RESTATEMENT OF HERACLITUS’S POSITION.
4. But might (Heraclitus) suppose that a single Soul interpenetrating the universe produces everything, and by supplying the universe with motion supplies it simultaneously to all its constituent beings, so that from this primary cause, would necessarily flow all secondary causes, whose sequence and connection would constitute Fate? Similarly, in a plant, for instance, the plant’s fate might be constituted by the (”governing”) principle which, from the root, administers its other parts, and which organizes into a single system their “actions” and “reactions.”
THIS WOULD INTERFERE WITH SELF-CONSCIOUSNESS AND RESPONSIBILITY.
To begin with, this Necessity and Fate would by their excess destroy themselves, and render impossible the sequence and concatenation of the causes. It is, indeed, absurd to insist that our members are moved by Fate when they are set in motion, or innervated, by the “governing principle.” It is a mistake to suppose that there is a part which imparts motion, and on the other hand, a part which receives it from the former; it is the governing principle that moves the leg, as it would any other part. Likewise, if in the universe exists but a single principle which “acts and reacts,” if things derive from each other by a series of causes each of which refers to the preceding one, it will no longer be possible to say truly that all things arise through causes, for their totality will constitute but a single being. In that case, we are no longer ourselves; actions are no longer ours; it is no longer we who reason; it is a foreign principle which reasons, wills, and acts in us, just as it is not our feet that walk, but we who walk by the agency of our feet. On the contrary, common sense admits that every person lives, thinks, and acts by his own individual, proper life, thought and action; to each must be left the responsibility of his actions, good or evil, and not attribute shameful deeds to the universal cause.
RESTATEMENT OF THE ASTROLOGICAL THEORY OF FATE.
5. Others, again, insist that this is not the state of affairs. Their disposition depends on the circular movement of the heaven which governs everything, on the course of the stars, of their mutual relative position at the time of their rising, of their setting, of their zenith, or of their conjunction. Indeed, such are the signs on which are founded prognostications and predictions of what is to happen, not only to the universe, but also to each individual, both as to his fortunes and his thought. It is noticed that the other animals and vegetables increase or decrease according to the kind of sympathy existing between them and the stars, that all other things experience their influence, that various regions of the earth differ according to their adjustment with the stars, and especially the sun; that from the nature of these regions depend not only the character of the plants and animals, but also human forms, size, color, affections, passions, tastes, and customs. In this system, therefore, the course of the stars is the absolute cause of everything.
REFUTATION OF THE ASTROLOGICAL SYSTEM.
To this we answer that our astrologer attributes indirectly to the stars all our characteristics: will, passions, vices and appetites; he allows us no rôle other than to turn like mills, instead of responsibility, as befits men, producing actions that suit our nature. On the contrary, we should be left in possession of what belongs to us by the observation that the universe limits itself to exercising some influence on what we possess already thanks to ourselves, and which is really characteristic of us. Moreover, one should distinguish the deeds in which we are “active,” from those in which we are necessarily “passive,” and not deduce everything from the stars. Nobody, indeed, doubts that the differences of place and climate exert an influence over us, imparting to us, for instance, a cool or warm-hearted disposition. Heredity also should be considered; for children usually resemble their parents by their features, form, and some affections of the irrational soul. Nevertheless, even though they resemble them by their facial features, because they are born in the same place, they may differ in habits and thoughts, because these things depend on an entirely different principle. In addition, we can adduce to the support of this truth the resistance which the soul offers to the temperament and to the appetites. As to the claim that the stars are the causes of everything, because one can predict what is to happen to each man from a consideration of their positions, it would be just as reasonable to assert that the birds and the other beings which the augurs consult as omens produce the events of which they are the signs.
HOROSCOPES QUESTIONED; THEY DO NOT ACCOUNT FOR SIMULTANEOUS DIFFERENCES.
This leads us to consider, more in detail, what sort of facts may be predicted according to the inspection of the positions occupied by the stars presiding over the birth of a man. They who, from the assertion that the stars indicate a man’s future, draw the consequence that the stars produce them, are in error. In some person’s horoscope which indicates birth from noble parents, on either maternal or paternal side, this nobility of birth cannot be attributed to the stars, as this nobility subsisted already in the parents before the stars had taken the position according to which the horoscope is cast. Besides, astrologers pretend they can discover the parent’s fortune from the birth of their children, and from the condition of the parents the disposition and fate of the unborn offspring. From a child’s horoscope, they announce his brother’s death; and from a woman’s horoscope, the fortunes of her husband, and conversely. It is unreasonable to refer to the stars things which evidently are necessary consequences of parental conditions. We then reach a dilemma: the cause lies either in these antecedent conditions, or in the stars. The beauty and ugliness of children, when they resemble their parents, must evidently be derived from them, and not from the course of the stars. Moreover, it is probable that at any one moment are born a crowd of human and animal young; now, inasmuch as they are born under the same star, they all ought to have the same nature. How does it then happen that, in the same positions, stars produce men and other beings simultaneously (as Cicero asks)?
HEREDITY MORE IMPORTANT THAN STAR-INFLUENCE; CONTINUATION.
6. Each being derives his character from his nature. One being is a horse because he is born from a mare, while another is human, because born from a human mother; and more: he is that particular horse, and that particular man because he is born from such and such a horse, or woman. Doubtless, the course of the stars may modify the result, but the greatest part of the influence must be allowed to heredity.
STARS AFFECT THE PHYSICAL, NOT THE MENTAL BEING.
The stars act on the body only in a physical way, and thus impart to them heat, cold, and the variety of temperament which results therefrom. But how could they endow the man with habits, tastes, and inclinations which do not seem to depend on the temperament, such as the avocation of a surveyor, a grammarian, a gambler, or an inventor?
IRRATIONAL CLAIMS OF ASTROLOGERS.
Besides, nobody would admit that perversity could come from beings who are divinities. How could one believe that they are the authors of the evils attributed to them, and that they themselves become evil because they set or pass under the earth, as if they could possibly be affected by the fact that, in regard to us, they seem to set; as if they did not continue to wander around the heavenly sphere, and remained in the same relation to the earth? Besides it is incredible that because a star is in such or such a position in respect of another star, it becomes better or worse, and that it affects us with goodness when it is well disposed, and evil in the contrary case.
STARS SERVE AS LETTERS IN WHICH TO READ NATURE.
We grant that by their movement the stars co-operate in the conservation of the universe, and that they simultaneously play in it another part. They serve as letters for those skilled in deciphering this kind of writing; and who, by the observation of the figures formed by the stars, read into them future events according to the laws of analogy, as for instance, if one presaged high deeds from seeing a bird fly high.
RESTATEMENT OF THE STOIC DOCTRINE, AND THE HERACLITIAN.
7. There remains to be considered the (Stoic) doctrine which, concatenating and interrelating all things among each other, establishes “a single cause which produces everything through seminal reasons.” This doctrine reattaches itself to (Heraclitus’s) which deduces from the action of the universal Soul the constitution and the movements of the individuals as well as those of the universe.
ALEXANDER OF APHRODISIA’S POLEMIC AGAINST THE STOICS.
In this case, even if we possessed the power of doing something by ourselves, we would not be any the less than the remainder of the universe subjected to necessity, because Fate, containing the whole series of causes, necessarily determines each event. Now since Fate includes all causes, there is nothing which could hinder the occurrence of that event, or alter it. If then everything obeys the impulsion of a single principle, nothing is left to us but to follow it. Indeed, in this case, the fancies of our imagination would result from anterior facts, and would in turn determine our appetites; our liberty would then have become a mere word; nor would we gain any advantage from obeying our appetites, since our appetites themselves will be determined by anterior facts. We would have no more liberty than the other animals, than children, or the insane, who run hither and yon, driven by blind appetites; for they also obey their appetites, as fire would do, and as all the things which fatally follow the dispositions of their nature. These objections will be decisive for those capable of apprehending them; and in the search for other causes of our appetites they will not content themselves with the principles which we have examined.
THE HUMAN SOUL AS AN INDEPENDENT PRINCIPLE.
8. What other cause, besides the preceding, will we have to invoke so as to let nothing occur without a cause, to maintain order and interdependence of things in the world, and in order to preserve the possibility of predictions and omens without destroying our personality?
We shall have to introduce among the number of beings another principle, namely: the soul; and not only the World-soul, but even the individual soul of every person. In the universal concatenation of causes and effects, this soul is a principle of no little importance, because, instead of, like all other things, being born of a “seminal reason,” it constitutes a “primary cause.” Outside of a body, she remains absolute mistress of herself, free and independent of the cause which administers the world. As soon as she has descended into a body, she is no longer so independent, for she then forms part of the order to which all things are subjected. Now, inasmuch as the accidents of fortune, that is to say, the surrounding circumstances, determine many events, the soul alternately yields to the influence of external circumstances, and then again she dominates them, and does what she pleases. This she does more or less, according as she is good or evil. When she yields to the corporeal temperament, she is necessarily subjected to desire or anger, discouraged in poverty, or proud in prosperity, as well as tyrannical in the exercise of power. But she can resist all these evil tendencies if her disposition is good; she modifies her surroundings more than she is affected by them; some things she changes, others she tolerates without herself incurring guilt.
THE SOUL IS FREE WHEN FOLLOWING REASON.
9. All things therefore, which result either from a choice by the soul, or from exterior circumstances, are “necessary,” or determined by a cause. Could anything, indeed, be found outside of these causes? If we gather into one glance all the causes we admit, we find the principles that produce everything, provided we count, amidst external causes, the influence exercised by the course of the stars. When a soul makes a decision, and carries it out because she is impelled thereto by external things, and yields to a blind impulse, we should not consider her determination and action to be free. The soul is not free when, perverting herself, she does not make decisions which direct her in the straight path. On the contrary, when she follows her own guide, pure and impassible reason, her determination is really voluntary, free and independent, and the deed she performs is really her own work, and not the consequence of an exterior impulse; she derives it from her inner power, her pure being, from the primary and sovereign principle which directs her, being deceived by no ignorance, nor vanquished by the power of appetites; for when the appetites invade the soul, and subdue her, they drag her with them by their violence, and she is rather “passive” than “active” in what she does.
THE SOUL OBEYS FATE ONLY WHEN EVIL.
10. The conclusion of our discussion is that while everything is indicated and produced by causes, these are of two kinds: First the human soul, and then only exterior circumstances. When the soul acts “conformably to right reason” she acts freely. Otherwise, she is tangled up in her deeds, and she is rather “passive” than “active.” Therefore, whenever she lacks prudence, the exterior circumstances are the causes of her actions; one then has good reason to say that she obeys Fate, especially if Fate is here considered as an exterior cause. On the contrary, virtuous actions are derived from ourselves; for, when we are independent, it is natural for us to produce them. Virtuous men act, and do good freely. Others do good only in breathing-spells left them in between by their passions. If, during these intervals, they practice the precepts of wisdom, it is not because they receive them from some other being, it is merely because their passions do not hinder them from listening to the voice of reason.
As the first book seemed Platonic, and the second Numenian, so this third one seems called forth by the practical opposition of astrologers or Gnostics. Later in life, his thirty-third book, ii. 9, was to take up again this polemic in more extended form. This chronologic arrangement of Plotinos’s first three books reveals his three chief sources of interest — devotion to Plato, reliance on Numenius, and opposition to the Gnostics and astrologers.